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Kurt Norman Gusinde

Exeter Financial, LLC

Scottsdale, AZ

CRD 874199

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Employer firm

Exeter Financial, LLC CRD 143420

$420M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Exeter Financial, Llc

7001 N. Scottsdale Road Suite 1040, Scottsdale, AZ 85253-3644 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2009-02-03
  • AZ RA
    APPROVED
    Since 2009-02-03

Branch Locations

7001 N. Scottsdale Road Suite 1040, Scottsdale, AZ 85253-3644 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exeter Financial Llc Scottsdale AZ 12/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-14
S63 Uniform Securities Agent State Law Examination 1988-06-13
  • S65 Uniform Investment Adviser Law Examination
    1996-10-14
  • S63 Uniform Securities Agent State Law Examination
    1988-06-13
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

BRIDGELIGHT CAPITAL LLC
MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC

Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN

Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

More in Scottsdale, AZ

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