Inactive

Kurt Norman Gusinde

Exeter Financial, LLC

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Current Employers

Exeter Financial, Llc

7001 N. Scottsdale Road Suite 1040, Scottsdale, AZ 85253-3644 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2009-02-03

AZ RA
APPROVED

Since 2009-02-03

Branch Locations

7001 N. Scottsdale Road Suite 1040, Scottsdale, AZ 85253-3644 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Exeter Financial Llc	Scottsdale	AZ	12/2008	Present

12/2008 → Present

Exeter Financial Llc

Scottsdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-14
S63	Uniform Securities Agent State Law Examination	1988-06-13

S65 Uniform Investment Adviser Law Examination

1996-10-14
S63 Uniform Securities Agent State Law Examination

1988-06-13

Designations

View on SEC IAPD

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