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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1989-02-08 |
| FL | RA | APPROVED | 1983-05-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Orlando | FL | 08/1977 | Present |
| Bank Of America,N.A. | Orlando | FL | 06/2011 | Present |
I*124465 For profit or not for profit: Non-Profit Organization Name of outside business organization: Pet Alliance Investment related: N Address of business: Orlando, Florida 32819 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 9/4/2019 Number of hours devoted: 3 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: fundraising committee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-10 |
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