Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2009-09-11 |
| TX | RA | APPROVED_RES | 2009-09-11 |
Branch Locations
119 West Fifth Street, Pueblo, CO 81003-3161 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Pueblo | CO | 09/2009 | Present |
1. Silver Creek Lakes HOA; Silver Creek Lakes Poncha Springs CO 81242; President Board Member; Property maintenance & upkeep; 05/25/2000; 60 hours per year; not during securities trading hours; not inv related 2. St. Charles River Estates Property Owners Association, Inc.; P.O. Box B16 Pueblo, CO 81004; This is a HOA which I reside in as my primary residence.; Standard HOA duties of a Secretary; taking meeting minutes for the Board; 01/16/2024; 12.00 hrs/year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1979-10-24 |
Reach out to this advisor