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Richard Thomas Arden

Andover Investment Management

Algonquin, IL

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Current Employers
Andover Investment Management

Algonquin, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2002-01-09
  • IL RA
    APPROVED
    Since 2002-01-09

Branch Locations

280 Stonegate Road, Algonquin, IL 60102 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Andover Investment Management Elmhurst IL 07/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-28
S63 Uniform Securities Agent State Law Examination 1979-11-29
  • S65 Uniform Investment Adviser Law Examination
    1994-11-28
  • S63 Uniform Securities Agent State Law Examination
    1979-11-29
Other Names
  • Richard T Arden

View on SEC IAPD

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