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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-05 |
| IL | RA | APPROVED | 2011-09-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Algonquin | IL | 09/2011 | Present |
ARMADA FINANCIAL PARTNERS LTD, INVT RELATED, CRYSTAL LAKE, IL, 100% OWNERSHIP WITH SPOUSE, START DATE 11/22/2011, 2 HRS PER MONTH, 0 DURING TRADING, FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-22 |
| S65 | Uniform Investment Adviser Law Examination | 2000-03-20 |
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