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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-03-13 |
Branch Locations
3407 Wilmington Road, New Castle, PA 16105 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | New Castle | PA | 02/2014 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 03/2014 | Present |
(1) 05/07/2014: Private Advisors Group, LLC - Registered Investment Advisor - DBA: (Hybrid) Private Advisors Group, LLC - Investment Related - At Reported Business Location(s) - 160 Hr/Mo - I provide investment advisory services Private Advisor Group, an independent investment advisor firm. I started this business activity on 8/30/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 09/09/2016: Perod, Masters and Associates - DBA for LPL Business (entity for LPL business) - Investment Related - 3407 Wilmington Road, New Castle, Pa. 16105 - Start 09/01/2016 - No Time Spent (3) 04/19/2017-Private Advisor Group: DBA (Hybrid) Perod and Masters Financial- investment related-At reported business location(s)-Registered Investment Advisor DBA-start 02/14/2014-Hours per month 10/ Hours during trading 10-I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 4/19/17. I expect to spend approximately 10 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 6/29/2018 - Perod Masters and Associates - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date:02/14/2016 - 0 Hours Per Month/0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-14 |
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