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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-07-20 |
Branch Locations
215 N. Saint Joseph Street, Gonzales, TX 78629 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services | Dallas | TX | 07/2007 | Present |
TEXAS TAXIDERMY BOARD OF ADVISORS, NOT INVESTMENT RELATED, NO TIME DURING BUSINESS HOURS QUAIL 4 HABITAT, NOT INVESTMENT RELATED, PROVIDES TAXIDERMY SERVICES, SPEND 12 HOURS A WEEK NOT DURING NORMAL BUSINESS HOURS. NO COMPENSATION. TAXIDERMY LOCATED AT 215 N SAINT JOSEPH STREET, GONZALES, TX 78629. THIS BUSINESS IS NOT INVESTMENT RELATED SPENDINF 1-9% OF HIS WEEKLY TIME NON DURING MARKET HOURS. COMPENSATION IS 1-9% OF HIS ANNUAL INCOME. SOURCE ROCK CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED - YES; 215 N SAINT JOSEPH STREET, GONZALES, TX 78629; DBA; SOLE MEMBER; 25% OWNER OF FLWW LLC; 12/2014; 173 DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES. FLWW LLC; DBA WEALTH VISORY; INVESTMENT RELATED - YES; 7110 PECAN STREET, FRISCO, TX 75034; DBA FOR OFFERING FINANCIAL SERVICES; MEMBER; 07/2021; 173 HOURS PER MONTH; 173 DURING TRADING HOURS; PROVIDING FINANCIAL PLANNING AND INVESTMENT RELATED SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-13 |
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