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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-04-25
  • TX RA
    APPROVED
    Since 2011-04-25

Branch Locations

516 North Avenue H, Shiner, TX 77984 • United States

1606 North Sarah Dewitt Dr, Gonzales, TX 78629-2700 • United States

1406 North Ave E, Shiner, TX 77984 • United States

2009 West State Hwy 46 Sage Capital Bank, New Braunfels, TX 78132 • United States

2201 Hunter Rd Sage Capital Bank, San Marcos, TX 78666 • United States

121 South Magnolia Sage Capital Bank, Luling, TX 78648 • United States

601 S. Colorado Sage Capital Bank, Lockhart, TX 78644 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Shiner TX 04/2011 Present
Previous Registrations
Other Businesses

1. 04/25/2011 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - PIETSCH WEALTH MANAGEMENT - SHINER, TX. 2. 12/19/2011 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SAGE FINANCIAL SERVICES - SHINER, TX. 3. 11/3/2014 - NON-VARIABLE INSURANCE - PIETSCH WEALTH MANAGEMENT GROUP - 2 HOURS PER MONTH/5 HOURS DURING TRADING - SHINER, TX. Start date: 10/01/2014 - 2 Hours Per Month/5 Hours During Securities Trading. 4. 4/12/2017 - Pietsch Wealth Management Group - Investment Related - At Reported Business Location(s) - Insurance Agency - Start 04/15/2017 - 2 Hours Per Month/0 Hours During Securities Trading. 5. 04/26/2019 - Nechanitz Cattle Company - Not investment related - 3218 FM 3011, La Grange, TX 78945 - Business Owner - Start date: 06/15/2017 - 20 hrs/mo - 0 hrs during trading. 6. 07/24/2019 - 5P Family Trust - Investment related - LaGrange, TX 78945 - Real Estate Rental - start date:2017 - 0 hrs/mo. 7. 07/24/2019 - Investment related - Shiner,TX 77984 - Real Estate Rental - start date:06/01/1993 - 0 hrs/mo - 0 hrs during trading. 8. 08/13/2025 - The Eclectic Pietsch - Other - Business Owner - Round Top, Texas - Not Inv Rel - Start date: 08/11/2025 - 2hrs/mnth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-19
S63 Uniform Securities Agent State Law Examination 1990-05-23
  • S65 Uniform Investment Adviser Law Examination
    1999-10-19
  • S63 Uniform Securities Agent State Law Examination
    1990-05-23
Other Names
  • Tom Wayne Pietsch
  • Tommy Wayne Pietsch

View on SEC IAPD

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