Guy Lamar James

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 11/2017
  Investment Centers Of America, Inc.
  Yoakum, TX
• 11/2017 → Present
  Lpl Financial Llc
  Yoakum, TX
• 07/2022 → 06/2024
  Ica Group Wealth Management, Llc
  Yoakum, TX
• 06/2026 → Present
  Crossroads Bank
  Yoakum, TX
• 06/2026 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2026 → Present
  Cetera Investment Advisers Llc
  Yoakum, TX

Previous Registrations

• 2017-11-29 → 2026-06-24
  Lpl Financial Llc
  Yoakum, TX
  Moulton, TX
• 2022-09-07 → 2024-09-23
  Ica Group Wealth Management, Llc
  Denver, CO
  Yoakum, TX
• 2014-10-01 → 2017-11-29
  Investment Centers Of America, Inc.
  Moulton, TX
  Yoakum, TX
  Yoakum, TX
  Bismarck, ND
• 2007-08-20 → 2014-10-14
  Investment Professionals, Inc.
  Yoakum, TX
  Moulton, TX
  San Antonio, TX
  San Antonio, TX

Other Businesses

GMJ REALTY LLC, RENTAL PROPERTY, 50% OWNER, 2/HRS/WK; SIXJ CATTLE COMPANYLLC, BEEF CATTLE PRODUCTION, 50% OWNER, 10/HRS/WK; PRESIDENT OF GUSSETTVILLE CEMETERY ASSOCIATION, 2/HRS/WK JAMES WEALTH MANAGEMENT LLC, DBA FOR CETERA BUSINESS, 50% OWNER

Exams

• S66 Uniform Combined State Law Examination
  2007-08-16
• S63 Uniform Securities Agent State Law Examination
  1999-01-14