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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Yoakum | TX | 10/2014 | 11/2017 |
| Lpl Financial Llc | Yoakum | TX | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Yoakum | TX | 07/2022 | 06/2024 |
| Crossroads Bank | Yoakum | TX | 06/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 06/2026 | Present |
| Cetera Investment Advisers Llc | Yoakum | TX | 06/2026 | Present |
GMJ REALTY LLC, RENTAL PROPERTY, 50% OWNER, 2/HRS/WK; SIXJ CATTLE COMPANYLLC, BEEF CATTLE PRODUCTION, 50% OWNER, 10/HRS/WK; PRESIDENT OF GUSSETTVILLE CEMETERY ASSOCIATION, 2/HRS/WK JAMES WEALTH MANAGEMENT LLC, DBA FOR CETERA BUSINESS, 50% OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-14 |
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