Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-06-10
LA RA APPROVED 2019-10-03
TX RA APPROVED_RES 2019-10-01
  • CO RA
    APPROVED
    Since 2020-06-10
  • LA RA
    APPROVED
    Since 2019-10-03
  • TX RA
    APPROVED_RES
    Since 2019-10-01

Branch Locations

128 Versailles Blvd., Alexandria, LA 71303 • United States

Wolcott, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Alexandria AL 05/2005 09/2019
Pvic Alexandria LA 04/1992 12/2016
Fsc Agency Alexandra LA 05/2005 09/2019
Fsc Securities Ria Alexandra LA 05/2005 09/2019
Southern Financial Services Alexandria LA 01/1977 01/2017
Lpl Financial Llc Alexandria LA 10/2019 Present
  • 05/2005 → 09/2019
    Fsc Securities Corporation
    Alexandria, AL
  • 04/1992 → 12/2016
    Pvic
    Alexandria, LA
  • 05/2005 → 09/2019
    Fsc Agency
    Alexandra, LA
  • 05/2005 → 09/2019
    Fsc Securities Ria
    Alexandra, LA
  • 01/1977 → 01/2017
    Southern Financial Services
    Alexandria, LA
  • 10/2019 → Present
    Alexandria, LA
Previous Registrations
  • 2005-05-26 → 2019-10-03
    Fsc Securities Corporation
    Alexandria, LA
  • 1992-05-14 → 2005-05-27
    Osaic Fa, Inc.
    Alexandria, LA
Other Businesses

1) 10/1/19- Financial Solutions Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Alexandria, LA - start dat 3/26/2010- 100% 2) 10/1/19- O'Quin Financial Group- DBA for LPL Business (entity for LPL business)- member- Inv. Related- Alexandria, LA - start date 2015- 100% 3) 10/1/19- Baker/Ewing Partnership- Business Entity For Tax/Investment Purposes Only- Inv. Related- Partner - Baton Rouge, LA -start date 8/31/1982- 0% 4) 10/1/19- Lincoln National Life- Non-Variable Insurance Trails Only-Inv. Related- Alexandria, LA- start dat 10/2011- -0% 5) 10/1/19- FSG Holdings, LLC -Business Entity For Tax/Investment Purposes Only -Member - Inv. Related- Alexandria, LA - 0% 6) 10/1/19- Financial Services of Central Louisiana LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related - member- Inv. Related- Alexandria, LA- start date 5/2005-0% 7) 10/1/19- Stinson Resources- Business Entity For Tax/Investment Purposes Only- 50% owner- Inv. Related- Alexandria, LA- start date 1/1994-0% 8) 4/14/2021 - 4th Quarter Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/13/2021 - 120 Hours Per Month/160 Hours During Securities Trading. 9) 11/22/2024 - Book Author of " 71" Book - Non-Inv. Related- Alexandria, LA- start date 11/22/2024- 0hrs per mth / during trading 10) 12/08/2025 - Greg O'Quin - Other - Author of Fictional Book "Killing Ants" - Author - Not Investment Related - Home Based - Start Date 01/01/2026 - 3 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-16
S63 Uniform Securities Agent State Law Examination 1992-05-08
  • S66 Uniform Combined State Law Examination
    2015-07-16
  • S63 Uniform Securities Agent State Law Examination
    1992-05-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Alexandria, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor