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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-24 |
| CA | RA | APPROVED | 2025-09-15 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Alliance Financial Advisors Inc. | Orange | CA | 02/1979 | Present |
| Voya Financial Advisors, Inc. | Orange | CA | 07/2016 | 04/2021 |
| Fsc | Orange | CA | 04/2021 | 11/2023 |
| Osaic Wealth, Inc. | Orange | CA | 11/2023 | 09/2025 |
| Lpl Financial Llc | Orange | CA | 09/2025 | Present |
1. 08/2025 - (401K ADMINISTRATION) - Business Owner - Not Investment Related - 12 Hrs/Mth - 1 Hrs During Trading - Orange California 92868 - OBA Start Date: 07/01/2009 2. 08/2025 - DESTINO STREET - Real Estate Rental - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Hacienda Heights, Ca 91745 - OBA Start Date: 07/01/2019 3. 08/2025 - STRATEGIC ALLIANCE FINANCIAL ADVISORS INC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 8 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 09/15/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-22 |
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