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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-10-30 |
| VA | RA | APPROVED | 2025-10-20 |
| FL | RA | APPROVED | 2025-10-16 |
Branch Locations
540 Fort Evans Road, Ne Suite #200, Leesburg, VA 20176 • United States
Lantana, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capitol Securities Management, Inc. | Reston | VA | 10/1996 | 10/2023 |
| Aegis Capital Corp | Timonium | MD | 11/2023 | 10/2025 |
| Centaurus Financial Inc. | Anahiem | CA | 10/2025 | Present |
FRANK BALLINGER, INVESTMENT RELATED, 305 E. OCEAN AVE., LANTANA, FL, 33462, INSURANCE AND ANNUITY SALES, INSURANCE AGENT SINCE 05/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-02 |
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