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Kenneth Douglas Elliott

J.P. Morgan Securities LLC

Alexandria, LA

Alexandria, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-07
LA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-08-07
  • LA RA
    APPROVED
    Since 2012-10-01

Branch Locations

3820 Jackson St Extension, Alexandria, LA 71303 • United States

2203 Memorial, Alexandria, LA 71301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Alexandria LA 10/2012 Present
Jpmorgan Chase Bank, N.A. Alexandria LA 01/2010 Present
Previous Registrations
  • 2010-02-11 → 2012-10-01
    Chase Investment Services Corp.
    Alexandria, LA
    Alexandria, LA
  • 2007-10-10 → 2010-02-17
    First Command Brokerage Services, Inc.
    Leesville, LA
  • 2007-01-16 → 2007-07-31
    Edward Jones
    Pineville, LA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-17
  • S66 Uniform Combined State Law Examination
    2006-10-17
Designations
Other Names
  • Kenny Douglas Elliott
  • Kenneth Douglas Elliott
  • Kenneth (Kenny) Elliott
  • Kenneth Kenny Elliott

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, LA
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CETERA INVESTMENT ADVISERS LLC · Alexandria, LA
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