John Kenny Bradburn

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1979 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
• 03/1984 → Present
  Merrill Lynch Pierce Fenner & Smith
  Baltimore, MD
• 11/2009 → Present
  Bank Of America,Na
  Indianapolis, IN

Other Businesses

NAME: RUTH VAN BENTEN TRUST FBO MICHAEL VAN BENTEN INVESTMENT RELATED: YES NATURE: TRUST YOUR POSITION, TITLE, ASSOCIATION: TRUSTEE - CO TRUSTEE FOR AN INCAPACITATED BROTHER-IN-LAW START DATE: SINCE THE ACCOUNT WAS OPENED NUMBER OF HOURS DEVOTED PER MONTH: LESS THAN ONE NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: LESS THAN ONE DUTIES: I*47028 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INDIANAPOLIS OPERA SOCIETY FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: 250 E. 38TH ST, INDIANAPOLIS, INDIANA 46250 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 8/1/2006 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ANNUAL OVERSIGHT OF FOUNDATION AND GRANT REQUESTS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1979-11-27