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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-07
  • TX RA
    APPROVED
    Since 2021-04-07

Branch Locations

1700 W. Parmer Lane, Austin, TX 78727 • United States

3267 Bee Caves Road Fl 1, Austin, TX 78746 • United States

221 W. Sixth Street, Floor 1, Austin, TX 78701 • United States

919 Ranch Rd 620 S, Lakeway, TX 78734 • United States

7300 Fm 2222, Austin, TX 78730 • United States

6200 Bee Cave Rd, Austin, TX 78746 • United States

16738 W State Highway 71, Lakeway, TX 78738 • United States

12713 Shops Parkway, Bldg R, Bee Cave, TX 78738 • United States

5145 Ranch Rd 620 N, Bldg K, Austin, TX 78732 • United States

4601 N Lamar Blvd Ste 100, Austin, TX 78751 • United States

221 W. Sixth St., Austin, TX 78701 • United States

1011 E 5Th St Ste 100, Austin, TX 78702 • United States

2514 Guadalupe St, Austin, TX 78705 • United States

4304 S Clack St., Abilene, TX 79606 • United States

405 Colorado St Floor 22, Austin, TX 78701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Fort Worth TX 06/2007 01/2021
J.P. Morgan Securities Llc Austin TX 03/2021 Present
Td Ameritrade Investment Management, Llc Fort Worth TX 07/2007 01/2021
Unemployed The Woodlands TX 02/2021 02/2021
  • 06/2007 → 01/2021
    Td Ameritrade, Inc
    Fort Worth, TX
  • 03/2021 → Present
    Austin, TX
  • 07/2007 → 01/2021
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 02/2021 → 02/2021
    Unemployed
    The Woodlands, TX
Previous Registrations
  • 2007-07-17 → 2021-01-11
    Td Ameritrade Investment Management, Llc
    Las Vegas, NV
    Fort Worth, TX
    Fort Worth, TX
    Southlake, TX
    The Woodlands, TX
  • 2007-07-17 → 2020-12-31
    Td Ameritrade, Inc.
    Westlake, TX
    Las Vegas, NV
    Fort Worth, TX
    Westlake, TX
    The Woodlands, TX
  • 2006-09-21 → 2007-01-30
    Grand Prairie, TX
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-07
  • S66 Uniform Combined State Law Examination
    2006-09-07
Other Names
  • Colin Lewis Chandler

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