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Current Employers
Strategic Wealth Partners, Ltd.

5005 Rockside Road Suite 1200, Independence, OH 44131-6829 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-10-11
  • GA RA
    APPROVED
    Since 2024-10-11

Branch Locations

12600 Deerfield Parkway Suite 100, Alpharetta, GA 30004 • United States

5005 Rockside Road Suite 1200, Independence, OH 44131-6829 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Capital Markets Inc. Atalanta GA 09/2006 08/2020
Truist Securities, Inc. Atlanta GA 08/2020 06/2022
Strategic Wealth Partners Ltd Alpharetta GA 08/2024 Present
Retired Alpharetta GA 07/2022 08/2024
  • 09/2006 → 08/2020
    Suntrust Capital Markets Inc.
    Atalanta, GA
  • 08/2020 → 06/2022
    Truist Securities, Inc.
    Atlanta, GA
  • 08/2024 → Present
    Alpharetta, GA
  • 07/2022 → 08/2024
    Retired
    Alpharetta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-13
S63 Uniform Securities Agent State Law Examination 1993-11-12
  • S65 Uniform Investment Adviser Law Examination
    2024-07-13
  • S63 Uniform Securities Agent State Law Examination
    1993-11-12

View on SEC IAPD

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