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5005 Rockside Road Suite 1200, Independence, OH 44131-6829 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-11 |
Branch Locations
12600 Deerfield Parkway Suite 100, Alpharetta, GA 30004 • United States
5005 Rockside Road Suite 1200, Independence, OH 44131-6829 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Capital Markets Inc. | Atalanta | GA | 09/2006 | 08/2020 |
| Truist Securities, Inc. | Atlanta | GA | 08/2020 | 06/2022 |
| Strategic Wealth Partners Ltd | Alpharetta | GA | 08/2024 | Present |
| Retired | Alpharetta | GA | 07/2022 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-12 |
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