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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-07-29 |
| MD | RA | APPROVED | 2022-05-24 |
| TX | RA | APPROVED_RES | 2016-08-02 |
| DC | RA | APPROVED | 2005-01-06 |
Branch Locations
1801 K Street Nw Suite 750, Washington, DC 20006 • United States
Vienna, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | Washington | DC | 07/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1980-08-28 |
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