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Michael James Croce

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-15
  • MO RA
    APPROVED
    Since 2024-11-15

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Louis MO 01/2017 Present
Sunedison Maryland Heights MO 07/2015 01/2017
Stifel Independent Advisors, Llc St. Louis MO 10/2017 Present
Keefe, Bruyette & Woods, Inc. St. Louis MO 10/2017 Present
Miller Buckfire & Co., Llc St. Louis MO 10/2017 07/2023
Sierra Pacific Securities, Llc Las Vegas NV 05/2024 09/2024
  • 01/2017 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 07/2015 → 01/2017
    Sunedison
    Maryland Heights, MO
  • 10/2017 → Present
    Stifel Independent Advisors, Llc
    St. Louis, MO
  • 10/2017 → Present
    Keefe, Bruyette & Woods, Inc.
    St. Louis, MO
  • 10/2017 → 07/2023
    Miller Buckfire & Co., Llc
    St. Louis, MO
  • 05/2024 → 09/2024
    Sierra Pacific Securities, Llc
    Las Vegas, NV
Previous Registrations
  • 2008-03-12 → 2010-01-19
    Waddell & Reed
    St. Peters, MO
    Edmond, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-07
  • S66 Uniform Combined State Law Examination
    2008-03-07

View on SEC IAPD

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