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Randal Roy Carson

Mutual Advisors, LLC

Camarillo, CA

Omaha, NE

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Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-07-01
  • CA RA
    APPROVED
    Since 2013-07-01

Branch Locations

807 A Camarillo Springs Road, Camarillo, CA 93012 • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Securities Inc. Camarillo CA 07/2012 Present
Mutual Advisors, Llc Omaha NE 07/2013 Present
  • 07/2012 → Present
    Mutual Securities Inc.
    Camarillo, CA
  • 07/2013 → Present
    Mutual Advisors, Llc
    Omaha, NE
Previous Registrations
  • 2007-09-06 → 2011-11-03
    Kipp Financial Group, Inc.
    Ventura, CA
  • 2001-10-16 → 2006-01-24
    Associated Planners Investment Advisory Inc
    Los Angeles, CA
  • 1997-07-08 → 2006-01-10
    Associated Securities Corp.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-26
S63 Uniform Securities Agent State Law Examination 1987-12-09
  • S66 Uniform Combined State Law Examination
    2001-11-26
  • S63 Uniform Securities Agent State Law Examination
    1987-12-09
Other Names
  • Randy Carson

View on SEC IAPD

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Other Offices

MUTUAL ADVISORS, LLC · Camarillo, CA
LPL FINANCIAL LLC · CAMARILLO, CA
LPL FINANCIAL LLC · CAMARILLO, CA
EDWARD JONES · CAMARILLO, CA
SUMMIT WEALTH MANAGEMENT GROUP, INC. · CAMARILLO, CA
LPL FINANCIAL LLC · CAMARILLO, CA
MUTUAL ADVISORS, LLC · CAMARILLO, CA
PLANMEMBER SECURITIES CORPORATION · CAMARILLO, CA

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