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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1983-07-11
  • FL RA
    APPROVED
    Since 1983-07-11

Branch Locations

200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St Petersburg FL 10/1978 09/2018
Raymond James Financial St. Petersburg FL 01/2012 09/2018
Raymond James & Associates, Inc St. Petersburg FL 09/2018 Present
Other Businesses

(1) Name of Business: Pasadena Point Estates HOA Address: 6123 Pasadena Point Blvd, Saint Petersburg, FL, 33707, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am one of the board members of the five person board for the home owners association in the community that I live in. The name of the community is Pasadena Point Estates

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-01-20
  • S63 Uniform Securities Agent State Law Examination
    1983-01-20

View on SEC IAPD

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