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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-11-05
  • FL RA
    APPROVED
    Since 2009-11-05

Branch Locations

2395 North Courtenay Parkway Suite 201, Merritt Island, FL 32953 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Merrit Island FL 01/2009 Present
Raymond James Financial Services Advisors Merritt Island FL 01/2009 Present
  • 01/2009 → Present
    Raymond James Financial Services, Inc
    Merrit Island, FL
  • 01/2009 → Present
    Raymond James Financial Services Advisors
    Merritt Island, FL
Previous Registrations
Other Businesses

(1)Name of Business: Crossley Shear Inc. Address: 2395 N Courtenay Pkwy Ste 201, Merritt Island, FL, 32953, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/07/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: I operate a transactional fee business (no fee based accounts) consisting of primarily stocks and bonds (few annutiies and funds) using research and software from RJFS and research from affiliated research sources that RJFS purchases. (2)Name of Business: Principi Farm Enterprises, L.L.C. d/b/a Fruit Creek Address: farmers markets, Cocoa, Melbourne, Viera, Rockledge, Orlando, FL, 32952, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: Yes Start Date: 12/01/2014 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager; member; I created and solely own Fruit Creek which retails value added farm products and fresh produce grown primarily in Florida, sold currently at Farmers' Markets; since Dec. 11, 2014 to prove federally registered trademark

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-14
S63 Uniform Securities Agent State Law Examination 1985-03-15
  • S66 Uniform Combined State Law Examination
    2006-12-14
  • S63 Uniform Securities Agent State Law Examination
    1985-03-15
Other Names
  • Jo Ann Principi
  • Jo Ann Principiconley
  • Jo Ann Principi
  • Joann Principi
  • Jo-Ann Principiconley
  • Joann Principiconley
  • Jo-Ann Principiconley

View on SEC IAPD

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