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Employer firm

Berthel, Fisher & Company Financial Services, Inc. CRD 13609

$906M regulatory AUM 6 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Berthel, Fisher & Company Financial Services, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-06-10
  • FL RA
    APPROVED
    Since 2008-06-10

Branch Locations

200 W Merritt Island Cswy, Merritt Island, FL 32952 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel Fisher & Company Financial Services Inc Merritt Island FL 12/2006 Present
Other Businesses

1.ROTH FINANCIAL GROUP-Y-MERRITT ISLAND, FL-INSURANCE-AGENT-6/2005-0-0-HOLD INSURANCE LICENSES. 2.Isagenix-N-Merritt Island, FL-Health & Wellness Products-Representative-03/2021-20-0-Promote Isagenix health & wellnes products orders. 3.Chrystle Vesco Insurance-Y-Merritt Island, FL-Insurance Sales-Agent-11/2020-1-0-Solicit business, deliver new policies and review current policies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-06
  • S66 Uniform Combined State Law Examination
    2008-06-06
Other Names
  • Chrystle Lynne Lamb

View on SEC IAPD

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