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Current Employers
Finser Investment Advisor

9601 Mcallister Fwy, Suite 301, San Antonio, TX 78216-4633 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-01-26
  • TX RA
    APPROVED
    Since 2007-01-26

Branch Locations

106 S. St. Marys Street Suite 600, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Finser Corporation San Antonio TX 06/1982 Present
Penson Financial Services, Inc. Dallas TX 02/2003 Present
Samco Financial Advisors, Inc. San Antonio TX 09/2004 Present
Samco Capital Markets, Inc. Dallas TX 05/2006 Present
Finser Investment Advisors, Inc. San Antonio TX 12/2006 Present
  • 06/1982 → Present
    Finser Corporation
    San Antonio, TX
  • 02/2003 → Present
    Penson Financial Services, Inc.
    Dallas, TX
  • 09/2004 → Present
    Samco Financial Advisors, Inc.
    San Antonio, TX
  • 05/2006 → Present
    Samco Capital Markets, Inc.
    Dallas, TX
  • 12/2006 → Present
    Finser Investment Advisors, Inc.
    San Antonio, TX
Previous Registrations
  • 2004-09-20 → 2006-10-31
    Samco Financial Advisors, Inc.
    San Antonio, TX
Other Businesses

FINSER INVESTMENT ADISORS, INC. PRESIDENT / CCO. 10 HOURS/WEEK. 9601 McAllister Freeway, Suite 301, San Antonio, Texas 78216. INVESTMENT RELATED, ASSET/LIABILITY, PORTFOLIO SOFTWARE SYSTEM. FINSER CAPITAL CORP. EXECUTIVE VICE PRESIDENT AND DIRECTOR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-07
  • S65 Uniform Investment Adviser Law Examination
    2003-01-07

View on SEC IAPD

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