Robert Ralph Giarraffa

Employer firm

New Horizons Wealth Management CRD 328155

$203M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1987 → Present
  Tfs Securities, Inc.
  Lincroft, NJ
• 09/1982 → Present
  New Horizons Wealth Management, Llc
  Florham Park, NJ

Previous Registrations

• 2024-10-02 → 2025-01-01
  New Horizons Wealth Management
  Cedar Knolls, NJ
• 2004-01-30 → 2005-11-15
  New Horizons Financial Services
  Cedar Knolls, NJ

Other Businesses

NEW HORIZONS WEALTH MANAGEMENT, LLC 240 CEDAR KNOLLS ROAD, SUITE 306, CEDAR KNOLLS, NJ 07927 COMPANY NAME REGISTERED - 1982 POSITION - SOLE PROPRIETOR & PRES. OFFER LIFE INS. & LTC INS. TO MY CLIENTS IN MY NAME, NOT UNDER NEW HORIZONS WEALTH MANGEMENT, LLC. THROUGH TFS INSURANCE AGCY, INC. LINCROFT, NJ 07738 BUY/HOLD PLUS - TFS ADVISORY SERVICES 437 NEWMAN SPRINGS ROAD, LINCROFT, NJ 07738 CO-PORTFOLIO MANAGER CONSULTANT START 2003 - AFFILIATION ENDED 5/2019 (LETTER ON FILE WITH HOME OFFICE) NO COMPENSATION DISCUSS MARKETING & STRATEGIC IDEAS W/ COMPANY OWNERS FOR ASR (AIRCRAFT SAFETY DEVICE). BACK DOOR BUDGETING FLORHAM PARK, NJ 07932 PRESIDENT/OWNER TO ANALYZE CLIENT CASH FLOW. NO COMPENSATION 10/1/3014 - 03/2016 MENDHAM LAKE ESTATES HOMEOWNERS ASSOC. P.O. BOX 173, IRONIA, NJ 07845 TREASURER POSITION, BOARD@MLEHOA.NET MAINTAIN RECORDS AND CHECKBOOK, COLLECT DUES AND PAY BILL FOR THE ASSOCIATION. 2 HRS/WEEK. NO COMPENSATION. NOT FINANCIAL PLANNING CLIENTS. ROBERT GIARRAFFA - AUTHOR OF AUTOBIOGRAPHY 1/1/2020, ONE HOUR PER DAY;ZERO HOURS DURING MARKET HOURS

Exams

• S66 Uniform Combined State Law Examination
  2007-01-17
• S63 Uniform Securities Agent State Law Examination
  1998-09-23

Other Names

• Robert Ralph Giarraffa
• Robert Giarraffa