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Robert Ralph Giarraffa

New Horizons Wealth Management

Cedar Knolls, NJ

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Current Employers
New Horizons Wealth Management

240 Cedar Knolls Rd Suite 306, Cedar Knolls, NJ 07927 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-21
  • NJ RA
    APPROVED
    Since 2026-01-21

Branch Locations

240 Cedar Knolls Rd Suite 306, Cedar Knolls, NJ 07927 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfs Securities, Inc. Lincroft NJ 12/1987 Present
New Horizons Wealth Management, Llc Florham Park NJ 09/1982 Present
  • 12/1987 → Present
    Tfs Securities, Inc.
    Lincroft, NJ
  • 09/1982 → Present
    New Horizons Wealth Management, Llc
    Florham Park, NJ
Previous Registrations
  • 2024-10-02 → 2025-01-01
    Cedar Knolls, NJ
  • 2004-01-30 → 2005-11-15
    New Horizons Financial Services
    Cedar Knolls, NJ
Other Businesses

NEW HORIZONS WEALTH MANAGEMENT, LLC 240 CEDAR KNOLLS ROAD, SUITE 306, CEDAR KNOLLS, NJ 07927 COMPANY NAME REGISTERED - 1982 POSITION - SOLE PROPRIETOR & PRES. OFFER LIFE INS. & LTC INS. TO MY CLIENTS IN MY NAME, NOT UNDER NEW HORIZONS WEALTH MANGEMENT, LLC. THROUGH TFS INSURANCE AGCY, INC. LINCROFT, NJ 07738 BUY/HOLD PLUS - TFS ADVISORY SERVICES 437 NEWMAN SPRINGS ROAD, LINCROFT, NJ 07738 CO-PORTFOLIO MANAGER CONSULTANT START 2003 - AFFILIATION ENDED 5/2019 (LETTER ON FILE WITH HOME OFFICE) NO COMPENSATION DISCUSS MARKETING & STRATEGIC IDEAS W/ COMPANY OWNERS FOR ASR (AIRCRAFT SAFETY DEVICE). BACK DOOR BUDGETING FLORHAM PARK, NJ 07932 PRESIDENT/OWNER TO ANALYZE CLIENT CASH FLOW. NO COMPENSATION 10/1/3014 - 03/2016 MENDHAM LAKE ESTATES HOMEOWNERS ASSOC. P.O. BOX 173, IRONIA, NJ 07845 TREASURER POSITION, BOARD@MLEHOA.NET MAINTAIN RECORDS AND CHECKBOOK, COLLECT DUES AND PAY BILL FOR THE ASSOCIATION. 2 HRS/WEEK. NO COMPENSATION. NOT FINANCIAL PLANNING CLIENTS. ROBERT GIARRAFFA - AUTHOR OF AUTOBIOGRAPHY 1/1/2020, ONE HOUR PER DAY;ZERO HOURS DURING MARKET HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-17
S63 Uniform Securities Agent State Law Examination 1998-09-23
  • S66 Uniform Combined State Law Examination
    2007-01-17
  • S63 Uniform Securities Agent State Law Examination
    1998-09-23
Other Names
  • Robert Ralph Giarraffa
  • Robert Giarraffa

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