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Kirk Martin Johnson

Ubs Financial Services Inc.

Phoenix, AZ

Scottsdale, AZ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2014-10-22
TX RA APPROVED_RES 2014-07-14
  • CO RA
    APPROVED
    Since 2014-10-22
  • TX RA
    APPROVED_RES
    Since 2014-07-14

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Scottsdale AZ 05/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-15
S63 Uniform Securities Agent State Law Examination 1979-09-12
  • S65 Uniform Investment Adviser Law Examination
    1994-06-15
  • S63 Uniform Securities Agent State Law Examination
    1979-09-12

View on SEC IAPD

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