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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-07-25 |
| AR | RA | APPROVED | 2022-12-05 |
| WA | RA | APPROVED | 2021-10-05 |
| NY | RA | APPROVED | 2021-04-16 |
| VA | RA | APPROVED | 2021-02-11 |
| PA | RA | APPROVED | 2020-12-10 |
| OR | RA | APPROVED | 2019-10-31 |
| ME | RA | APPROVED | 2019-09-19 |
| KY | RA | APPROVED | 2017-09-11 |
| HI | RA | APPROVED | 2017-08-22 |
| MT | RA | APPROVED | 2017-08-08 |
| MD | RA | APPROVED | 2017-07-25 |
| WY | RA | APPROVED | 2017-07-25 |
| IL | RA | APPROVED | 2017-07-20 |
| NH | RA | APPROVED | 2017-07-06 |
| AZ | RA | APPROVED | 2016-10-11 |
| NV | RA | APPROVED | 2016-09-12 |
| TX | RA | APPROVED_RES | 2016-06-20 |
| DC | RA | APPROVED | 2015-04-20 |
| NC | RA | APPROVED | 2015-04-14 |
| CO | RA | APPROVED | 2014-03-24 |
| GA | RA | APPROVED | 2013-05-16 |
| FL | RA | APPROVED | 2012-07-12 |
| SC | RA | APPROVED | 2012-04-26 |
| CA | RA | APPROVED | 2012-04-25 |
| NJ | RA | APPROVED | 2011-03-01 |
| RI | RA | APPROVED | 2009-03-19 |
| CT | RA | APPROVED | 2001-01-12 |
| MA | RA | APPROVED | 2001-01-01 |
Branch Locations
197 Scott Swamp Rd., Farmington, CT 06032 • United States
Avon, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Avon | CT | 06/2024 | Present |
| Park Avenue Securities | Avon | CT | 06/2024 | Present |
| Guardian Life Insurance Company | Farmington | CT | 05/1999 | Present |
| Park Avenue Securities | Farmington | CT | 05/1999 | Present |
1. Insurance Sales -Sale of non guardian product not sold in Guardians portfolio of products, Start: 06/01/1984, Address: 197 Scott Swamp Rd Farmington CT 06032, 3 bus hours per month, Investment related, 2. MW GROUP BENEFITS INC.-Group Medical insurance to employers, Start: 01/01/1990, Address: 197 SCOTT SWAMP RD FARMINGTON, CT 06032, 10 bus hours per month, Investment related, 3. MW Financial Group, Inc-Guardian General Agency, Start date: 06-01-1984, Address: 197 Scott Swamp Rd Farmington, CT 06032, 50 bus hours per month, Investment related, >10% annual compensation, 4. CFS Hartford, LLC-Guardian General Agency, Start: 01/01/2019, Address: 197 Scott Swamp Rd Farmington, CT 06032, 300 bus hrs per month, Investment related, >10% annual compensation, 5. Treasure Map,LLC-20% owner. Company that provides blockchain document storage for family offices for estate planning documents and assets, Start date: 10/18/2019, Address: Greenwich, Ct, 3 total hours per month, 3 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-10-17 |
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