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Current Employers
Northstar Financial Companies, Inc.

1201 E. Hector St, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-27
PA RA APPROVED 2025-12-05
  • FL RA
    APPROVED
    Since 2026-01-27
  • PA RA
    APPROVED
    Since 2025-12-05

Branch Locations

1201 E. Hector St, Conshohocken, PA 19428 • United States

Naples, FL • United States

Ocean City, NJ • United States

Haddonfield, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A.H. Williams Philadelphia PA 05/2002 Present
Northstar Financial Companies, Inc. Conshohocken PA 12/2025 Present
Previous Registrations
Other Businesses

(1)AH Williams, investment related, 11 E. Mt Vernon Ave, Suite A, Haddonfield, NJ 08033, affiliated investment adviser, President, May 2002, 150 hours month, 150 during trading hours, manage an investment adviser that specialized in municipal bonds. (2) Northstar Financial Companies, Inc. 1201 E, Hector St. Conshohocken, PA 19428, affiliated investment adviser, IAR, Dec. 2025 150 month, 150 during trading hours, manage an investment adviser that specialized in municipal bonds.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-04-09
S65 Uniform Investment Adviser Law Examination 1997-11-12
  • S63 Uniform Securities Agent State Law Examination
    1999-04-09
  • S65 Uniform Investment Adviser Law Examination
    1997-11-12

View on SEC IAPD

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