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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| CA | RA | APPROVED | 2009-03-20 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Sherman Oaks, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Beverly Hills | CA | 03/2009 | Present |
| City National Bank | Beverly Hills | CA | 10/2016 | Present |
(1) EDGE INVESTMENTS; ADDRESS: 4047 DIXIE CANYON AVE SHERMAN OAKS, CA 91403; BUSINESS DESCRIPTION: LP FOR PRIVATE EQUITY INVESTING; NOT INVESTMENT RELATED; START DATE: 11/01/1996; CAPACITY: OWNER-ACTIVE; DUTIES: PRIVATE EQUITY INVESTMENTS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) CHARLOTTE INVESTMENTS; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: RENTAL PROPERTY IN LONG BEACH; NOT INVESTMENT RELATED; START DATE: 11/01/2000; CAPACITY: OWNER-ACTIVE; DUTIES: DEAL WITH MANAGEMENT COMPANY, DEPOSIT CHECKS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-12 |
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