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4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2016-04-14 |
Branch Locations
601 South Harbour Island Blvd Suite 109, Tampa, FL 33602 • United States
Narragansett, RI • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capitol Securities | Boston | MA | 03/2003 | Present |
"Name of Business: Sock Sales Investment-related: No Address: Nature of the other business: Sell Socks Position, title, or relationship with the other business: No Title Start date: 4/13/19 Approx # of hours/month you devote to the other business: 12-24 hrs weekends Approx #of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: Sell socks "
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1979-08-11 |
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