Stephen Jay Lee

Current Employers

Employment History

• 04/2004 → Present
  Raymond James Financial Services, Inc
  Columbia, MD
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Columbia, MD

Previous Registrations

• 2003-02-11 → 2006-04-21
  Financial First Advisors, Inc.
  Columbia, MD
• 2001-03-07 → 2004-04-26
  Commonwealth Financial Network
  Columbia, MD

Other Businesses

(1)Name of Business: Law Office of Stephen J. Lee, Esq. Address: 5950 Symphony Woods Rd Ste 412, Columbia, MD, 21044, United States Activity Type: Attorney Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Wills, Trusts, POA's, etc. (2)Name of Business: Lee Investment Properties Address: 5950 Symphony Woods Rd, Columbia, MD, 21044, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: Yes Start Date: 01/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: (3)Name of Business: Lee Properties Address: 5950 Symphony Woods Rd Ste 412, Columbia, MD, 21044, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/1980 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (4)Name of Business: River HIll FBLA Advisory Board Address: River Hill High School, , Clarksville, MD, 21029, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 10/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Student mentoring (5)Name of Business: Stephen J. Lee Address: 12006 Broad Meadow Lane, Clarksville, MD, 21029, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Investment Related: Yes Start Date: 01/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (6)Name of Business: Wagener-Lee, LLC Address: 5950 Symphony Woods Rd Ste 412, Columbia, MD, 21044, United States Activity Type: Independent RIA Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2004 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Registered Investment Advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-05-15

Designations