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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-05-15 |
Branch Locations
18 Corporate Woods Blvd Fl 2, Albany, NY 12211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Albany | NY | 11/1996 | 03/2017 |
| Mml Investors Services, Llc | Latham | NY | 03/2017 | Present |
| Massmutual Life Insurance Company | Latham | NY | 07/2016 | Present |
| Lpl Financial Llc | Albany | NY | 05/2023 | Present |
1) 04/2023 - Rosemont Financial Group - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 20hrs/month - 5% time spent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-03-26 |
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