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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-08-06 |
| TX | RA | APPROVED | 2019-08-01 |
Branch Locations
43155 Main St Ste 2200A, Novi, MI 48375 • United States
South Lyon, MI • United States
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asset Management Consulting Group Llp | Huntington Woods | MI | 05/1999 | 08/2019 |
| L.M. Kohn & Company | Cincinnati | OH | 07/2012 | 08/2018 |
| Concorde Investment Services, Llc | Livonia | MI | 08/2018 | 07/2019 |
| Concorde Asset Management, Llc | Livonia | MI | 08/2018 | 07/2019 |
| Ameriprise Financial Services Inc | Novi | MI | 07/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Novi | MI | 03/2020 | Present |
Business Ownership; Sandy Bottom Lake Management L.L.C.; data input; used for lease of office space; 1450 West long Lake Road, Suite 185, , Troy, MI, 48098; Not Investment-Related; 09/12/2019; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; St. Joseph Catholic Parish- Finance Committee; This committee is responsible for approving all expenditures exceeding $10,000 at St. Joseph Catholic Parish.; 830 S. Lafayette Street, , South Lyon, MI, 48178; Not Investment-Related; 07/01/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-10 |
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