Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-08-06
TX RA APPROVED 2019-08-01
  • MI RA
    APPROVED
    Since 2019-08-06
  • TX RA
    APPROVED
    Since 2019-08-01

Branch Locations

43155 Main St Ste 2200A, Novi, MI 48375 • United States

South Lyon, MI • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Asset Management Consulting Group Llp Huntington Woods MI 05/1999 08/2019
L.M. Kohn & Company Cincinnati OH 07/2012 08/2018
Concorde Investment Services, Llc Livonia MI 08/2018 07/2019
Concorde Asset Management, Llc Livonia MI 08/2018 07/2019
Ameriprise Financial Services Inc Novi MI 07/2019 03/2020
Ameriprise Financial Services, Llc Novi MI 03/2020 Present
  • 05/1999 → 08/2019
    Asset Management Consulting Group Llp
    Huntington Woods, MI
  • 07/2012 → 08/2018
    L.M. Kohn & Company
    Cincinnati, OH
  • 08/2018 → 07/2019
    Concorde Investment Services, Llc
    Livonia, MI
  • 08/2018 → 07/2019
    Livonia, MI
  • 07/2019 → 03/2020
    Ameriprise Financial Services Inc
    Novi, MI
  • 03/2020 → Present
    Novi, MI
Previous Registrations
  • 2018-09-10 → 2019-08-23
    Troy, MI
    Ann Arbor, MI
  • 2012-08-03 → 2018-08-21
    L.M. Kohn & Company
    Troy, MI
    Cincinnati, OH
  • 2010-12-17 → 2012-07-23
    Leonard & Company
    Troy, MI
    Troy, MI
Other Businesses

Business Ownership; Sandy Bottom Lake Management L.L.C.; data input; used for lease of office space; 1450 West long Lake Road, Suite 185, , Troy, MI, 48098; Not Investment-Related; 09/12/2019; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; St. Joseph Catholic Parish- Finance Committee; This committee is responsible for approving all expenditures exceeding $10,000 at St. Joseph Catholic Parish.; 830 S. Lafayette Street, , South Lyon, MI, 48178; Not Investment-Related; 07/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-14
S63 Uniform Securities Agent State Law Examination 1984-01-10
  • S65 Uniform Investment Adviser Law Examination
    1992-12-14
  • S63 Uniform Securities Agent State Law Examination
    1984-01-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Novi, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor