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Current Employers
Crews & Associates, Inc.

4007 N Rodney Parham Road, Little Rock, AR 72212 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-13
  • AR RA
    APPROVED
    Since 2025-01-13

Branch Locations

4007 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crews & Associates, Inc. Little Rock AR 01/1980 Present
Previous Registrations
  • 2016-05-06 → 2018-12-20
    First Security Fund Advisers, Inc.
    Little Rock, AR
Other Businesses

1. AMOS ACRES, LLC. PARTNER, NOT INVESTMENT RELATED, 5334 SHERMAN DR, NORTH LITTLE ROCK, AR 72117, BEGAN MARCH 2005, NO HOURS PER MONTH, NO HOURS DURING TRADING HOURS, ONLY A BUILDING. 2. SHERMAN OAKS LLC, 50% OWNERSHIP, NOT INVESTMENT RELATED, 5600 SOUTHWIND, NLR, AR 72118, MEMBER, SINCE 10/1/06, 1HR/MONTH, NO HRS DURING TRADING. 3. Arkansas State University, Position: Portfolio Committee Member, Jonesboro AR, since Sept 2014, no compensation, no ownership, investment related, 2 hours per quarter, 2 hours during trading hours. 4. First Security Finance, nature: lease transactions, 521 President Clinton Ave, LR, AR, Position: COO, since 02/01/2001, only hours are during business hours: 1-2/week, Duties: lease transactions, investment-related: yes. 5. Bond Dealers of America; investment related; 1909 K Street, NW, Suite 510, Washington, DC, 20006; advocacy group for fixed-income activity, industry wide; Chairman; March of 2021; 10 hours per month; 10 hours per month during securities trading hours; duties are to ensure advocacy organization is managed effectively and provide support and supervision to the CEO and senior team. In addition, to provide leadership and to ensure BDA Management Committee functions properly. Often, duties include to represent the organization and sometimes to be its spokesperson at roundtables or meetings.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-06
S63 Uniform Securities Agent State Law Examination 1984-05-05
  • S65 Uniform Investment Adviser Law Examination
    2016-05-06
  • S63 Uniform Securities Agent State Law Examination
    1984-05-05

View on SEC IAPD

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