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Kimball Thomas Kistler

Royal Fund Management, LLC

Lady Lake, FL

Newton Falls, OH

CRD 866936

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Employer firm

Royal Fund Management, LLC CRD 144434

$1.56B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SUB-ADVISOR TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Royal Fund Management, Llc

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2013-08-27
  • OH RA
    APPROVED
    Since 2013-08-27

Branch Locations

1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States

Newton Falls, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kistler Capital Management Denver CO 03/1999 Present
Regal Investment Advisors Kentwood MI 02/2013 Present
Royal Fund Management Newton Falls OH 08/2013 Present
  • 03/1999 → Present
    Kistler Capital Management
    Denver, CO
  • 02/2013 → Present
    Regal Investment Advisors
    Kentwood, MI
  • 08/2013 → Present
    Royal Fund Management
    Newton Falls, OH
Previous Registrations
  • 2013-03-13 → 2013-08-23
    Newton Falls, OH
    Kentwood, MI
  • 1999-01-01 → 2003-12-05
    Kimball T. Kistler Inc.
    Denver, CO
Other Businesses

MR. KISTLER WORKS SEPARATELY AS A INDEPENDENT INSURANCE AGENT. IN THIS CAPACITY, HE CAN EFFECT TRANSACTIONS FOR HIS CLIENTS AND EARN COMMISIONS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-02
S63 Uniform Securities Agent State Law Examination 1993-04-21
  • S65 Uniform Investment Adviser Law Examination
    2011-06-02
  • S63 Uniform Securities Agent State Law Examination
    1993-04-21
Other Names
  • Kim Kistler

View on SEC IAPD

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