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150 North Riverside Plaza, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-05-02 |
Branch Locations
101 West Elm Street Suite 630, Conshohocken, PA 19428 • United States
Ambler, PA • United States
The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES
150 North Riverside Plaza, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Jenkintown | PA | 02/2016 | 05/2024 |
| William Blair And Company Llc | Wyncote | PA | 05/2024 | Present |
(1) Legacy Youth Tennis and Education Address: Philadelphia, PA Nature of the Business: Board Member/Officer/Director Position/Title: Advisor Investment Related:No Start Date: 04/13/2016 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: Advisory Board supports the Executive committee efforts. We meet twice per year. (2) Philadelphia Sports Congress Address: Philadelphia, PA Nature of the Business: Board Member/Officer/Director Position/Title: Advisor Investment Related:No Start Date: 04/13/2016 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: Organization meets twice per year advising the Philadelphia Convention Bureau on sports related opportunities to attract to the city. (3) The Barnes Foundation Address: Philadelphia, PA Nature of the Business: Other (unpaid) Position/Title: Other (unpaid) Investment Related:Yes Start Date: 04/17/2018 Hours per month devoted to this business: 3 Hours per month devoted to this business during trading hours: 0 Description of duties: Ambassador and advisory board
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-07 |
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