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William James Pinkerton

Hilltop Securities Inc.

Monterey, CA

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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-07-03
WA RA APPROVED 2023-06-21
AK RA APPROVED 2023-01-03
MT RA APPROVED 2022-10-21
PA RA APPROVED 2022-02-03
CO RA APPROVED 2021-04-14
NJ RA APPROVED 2020-12-11
TX RA APPROVED_RES 2013-09-09
NV RA APPROVED 2013-08-27
FL RA APPROVED 2011-11-14
AZ RA APPROVED 2010-02-19
GA RA APPROVED 2010-02-05
UT RA APPROVED 2009-12-09
CA RA APPROVED 2008-12-09
  • OR RA
    APPROVED
    Since 2023-07-03
  • WA RA
    APPROVED
    Since 2023-06-21
  • AK RA
    APPROVED
    Since 2023-01-03
  • MT RA
    APPROVED
    Since 2022-10-21
  • PA RA
    APPROVED
    Since 2022-02-03
  • CO RA
    APPROVED
    Since 2021-04-14
  • NJ RA
    APPROVED
    Since 2020-12-11
  • TX RA
    APPROVED_RES
    Since 2013-09-09
  • NV RA
    APPROVED
    Since 2013-08-27
  • FL RA
    APPROVED
    Since 2011-11-14
  • AZ RA
    APPROVED
    Since 2010-02-19
  • GA RA
    APPROVED
    Since 2010-02-05
  • UT RA
    APPROVED
    Since 2009-12-09
  • CA RA
    APPROVED
    Since 2008-12-09

Branch Locations

24560 Silver Cloud Ct. Suite 201, Monterey, CA 93940-6555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Monterey CA 09/1980 Present
Previous Registrations
  • 2004-01-27 → 2008-12-31
    M.L. Stern & Co., Llc.
    Carmel, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-01
S63 Uniform Securities Agent State Law Examination 1984-04-24
  • S65 Uniform Investment Adviser Law Examination
    2009-12-01
  • S63 Uniform Securities Agent State Law Examination
    1984-04-24
Other Names
  • Bill Pinkerton

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Monterey, CA
EDWARD JONES · Monterey, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Monterey, CA
FIRST COMMAND ADVISORY SERVICES · Monterey, CA
MODERN WEALTH MANAGEMENT, LLC · MONTEREY, CA
DEL MONTE CAPITAL, INC. · MONTEREY, CA
MORGAN STANLEY · Monterey, CA
STRATEGIC ADVISERS LLC · MONTEREY, CA

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