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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-01-02
  • CT RA
    APPROVED
    Since 2009-01-02

Branch Locations

2189 Silas Deane Highway Suite #3, Rocky Hill, CT 06067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Rock Hill CT 05/2006 Present
Raymond James Financial Services Advisors, Inc Rocky Hill CT 01/2009 Present
Peters Financial Llc Rocky Hill CT 06/2013 Present
Previous Registrations
Other Businesses

(1)Name of Business: Peters Financial LLC Address: 2189 Silas Deane Highway, Rocky Hill, CT, 06067, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/14/2013 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner of support company

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-02-16
  • S63 Uniform Securities Agent State Law Examination
    1983-02-16

View on SEC IAPD

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