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James William Dougherty

Signal Securities, Inc.

Fort Worth, TX

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Current Employers
Signal Securities, Inc.

700 Throckmorton, Fort Worth, TX 76102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-07
FL RA APPROVED 2023-07-11
TX RA APPROVED 2020-09-10
  • CO RA
    APPROVED
    Since 2026-05-07
  • FL RA
    APPROVED
    Since 2023-07-11
  • TX RA
    APPROVED
    Since 2020-09-10

Branch Locations

700 Throckmorton Street, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signal Securities, Inc. Fort Worth TX 07/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-09
S63 Uniform Securities Agent State Law Examination 2006-09-03
  • S65 Uniform Investment Adviser Law Examination
    2020-09-09
  • S63 Uniform Securities Agent State Law Examination
    2006-09-03

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
M2G VENTURES LLC · FORT WORTH, TX
ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
J.P. MORGAN SECURITIES LLC · FT. WORTH, TX
GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
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EAGLE STRATEGIES LLC · FORT WORTH, TX

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