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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-01-08
  • LA RA
    APPROVED
    Since 2021-01-08

Branch Locations

7150 Jefferson Highway, Baton Rouge, LA 70806 • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 03/2012 12/2020
Bank Of America, N.A. Baton Rouge LA 02/2015 12/2020
Ubs Financial Services Inc. Baton Rouge LA 12/2020 Present
Previous Registrations
Other Businesses

1) Jonah for all the Peoples/ investment related?: yes/ Baton Rouge, louisiana, 70806 US/ Illustrator/ Assist in illustration creation, selling and marketing on personal social media platforms, and at pop up events in baton Rouge./ start date: 11/5/2021 ///

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-25
S63 Uniform Securities Agent State Law Examination 2009-06-06
  • S66 Uniform Combined State Law Examination
    2013-06-25
  • S63 Uniform Securities Agent State Law Examination
    2009-06-06
Other Names
  • Sarah Elizabeth Maynard
  • Sarah Elizabeth Maynard Hornsby

View on SEC IAPD

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