Sarah Elizabeth Hornsby

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 12/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baton Rouge, LA
• 02/2015 → 12/2020
  Bank Of America, N.A.
  Baton Rouge, LA
• 12/2020 → Present
  Ubs Financial Services Inc.
  Baton Rouge, LA

Previous Registrations

• 2013-06-26 → 2020-12-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

1) Jonah for all the Peoples/ investment related?: yes/ Baton Rouge, louisiana, 70806 US/ Illustrator/ Assist in illustration creation, selling and marketing on personal social media platforms, and at pop up events in baton Rouge./ start date: 11/5/2021 ///

Exams

• S66 Uniform Combined State Law Examination
  2013-06-25
• S63 Uniform Securities Agent State Law Examination
  2009-06-06

Other Names

• Sarah Elizabeth Maynard
• Sarah Elizabeth Maynard Hornsby