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Albert Arthur Caporaso

Albert A. Caporaso & Associates, Inc.

Wilmington, DE

CRD 864370

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Employer firm

Albert A. Caporaso & Associates, Inc. CRD 104837

$35.9M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Albert A. Caporaso & Associates, Inc.

Wilmington, DE • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-05-25
DE RA APPROVED 1992-01-01
  • PA RA
    APPROVED
    Since 2012-05-25
  • DE RA
    APPROVED
    Since 1992-01-01

Branch Locations

1013 Centre Raod Suite 100, Wilmington, DE 19805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Albert A. Caporaso & Associates, Inc. Wilmington DE 01/1990 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-08-27
  • S63 Uniform Securities Agent State Law Examination
    1980-08-27
Other Names
  • Albert Arthur Caporaso
  • Al Caporaso

View on SEC IAPD

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Nearby Investors

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Nearby Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
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