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James Alan Cooper

Morgan Stanley

Kingsport, TN

Isle Of Palms, SC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-04-06
TX RA APPROVED_RES 2020-04-15
TN RA APPROVED 2009-06-01
  • SC RA
    APPROVED
    Since 2022-04-06
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • TN RA
    APPROVED
    Since 2009-06-01

Branch Locations

8 Sheridan Square Suite 300, Kingsport, TN 37660 • United States

Isle Of Palms, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Kingsport TN 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Kingsport, TN
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2009-04-17 → 2009-06-01
    Morgan Stanley & Co. Llc
    Knoxville, TN
  • 2002-12-09 → 2009-04-23
    Ubs Financial Services Inc.
    Kingport, TN
    Kingsport, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1984-12-07
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1984-12-07
Other Names
  • Jim Cooper

View on SEC IAPD

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Other Investors

STACEY L JONES
David m Evans
Noah K Filson
SHEILA R. GARBER
CHRISTINE LAUREL COOPER
Rachel Irwin
JEFFREY ALLEN BLAKE
Laura Denise Campbell

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSPORT, TN
BCS WEALTH MANAGEMENT, LLC · KINGSPORT, TN
LPL FINANCIAL LLC · KINGSPORT, TN
LPL FINANCIAL LLC · KINGSPORT, TN
AMERIPRISE FINANCIAL SERVICES, LLC · Kingsport, TN
EDWARD JONES · KINGSPORT, TN
ADVIPARTNER, LLC · KINGSPORT, TN
SILVER OAK SECURITIES, INCORPORATED · KINGSPORT, TN

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