Best Investors Account Sign in

David Campbell Bennett

Stifel, Nicolaus & Company, Incorporated

Canfield, OH

Hilton Head, SC

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-01-22
TX RA APPROVED_RES 2018-02-01
OH RA APPROVED 2009-03-10
  • SC RA
    APPROVED
    Since 2024-01-22
  • TX RA
    APPROVED_RES
    Since 2018-02-01
  • OH RA
    APPROVED
    Since 2009-03-10

Branch Locations

3685 Stutz Drive-Suite 201, Canfield, OH 44406 • United States

Hilton Head, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Canfield OH 03/2009 Present
Previous Registrations
  • 2003-06-06 → 2009-03-10
    Butler, Wick & Co., Inc.
    Youngstown, OH
    Canfield, OH
    Canfield, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-21
S63 Uniform Securities Agent State Law Examination 1990-04-03
  • S65 Uniform Investment Adviser Law Examination
    2007-12-21
  • S63 Uniform Securities Agent State Law Examination
    1990-04-03

View on SEC IAPD

Other Firms

BPS WEALTH ADVISORS, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MORGAN STANLEY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD.
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.

Other Investors

Mark Daniel Hadley
Mark Jason Smallwood
ERIC MICHAEL CLAYTON
WILLIAM BRIAN BERLIN
Robert Lee Smallwood
JAMES RAFOTH
Bradley Alan Walker
RAYMOND VINCENT REEDY

Other Offices

BPS WEALTH ADVISORS, INC. · CANFIELD, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
WELLS FARGO CLEARING SERVICES, LLC · CANFIELD, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CANFIELD, OH
MORGAN STANLEY · CANFIELD, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Canfield, OH
SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD. · CANFIELD, OH

More in Canfield, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor