Best Investors Account Sign in
Inactive

John Guy Ullman

John G. Ullman & Associates, Inc

Corning, NY

Claim This Profile
Current Employers
John G. Ullman & Associates, Inc

343 Daniel Zenker Drive, Horseheads, NY 14845 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-22
TX RA APPROVED_RES 1990-02-27
  • NY RA
    APPROVED
    Since 2021-07-22
  • TX RA
    APPROVED_RES
    Since 1990-02-27

Branch Locations

51 East Market Street, Corning, NY 14830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John G. Ullman & Associates, Inc. Corning NY 08/1978 Present
#Ia John G. Ullman And Associates, Inc. Corning NY 08/1978 Present
U S G M Securities, Inc. Corning NY 08/1978 Present
Usgm Securities Inc Corning NY 05/1986 Present
  • 08/1978 → Present
    John G. Ullman & Associates, Inc.
    Corning, NY
  • 08/1978 → Present
    #Ia John G. Ullman And Associates, Inc.
    Corning, NY
  • 08/1978 → Present
    U S G M Securities, Inc.
    Corning, NY
  • 05/1986 → Present
    Usgm Securities Inc
    Corning, NY
Other Businesses

DIRECTOR, AMERICAN EQUITY DEVELOPMENT CORP. DIRECTOR AND PRESIDENT USGM SECURITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-28
S63 Uniform Securities Agent State Law Examination 1988-05-24
  • S65 Uniform Investment Adviser Law Examination
    1995-12-28
  • S63 Uniform Securities Agent State Law Examination
    1988-05-24

View on SEC IAPD

Other Firms

LAKE ROAD ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ROOTED PLANNING GROUP
ALSWORTH CAPITAL MANAGEMENT, LLC
BCK PARTNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
BURNS MATTESON CAPITAL MANAGEMENT, LLC

Other Investors

PAUL VINCENT SYDLANSKY
Hayley Pamela Haslett
RYAN D BARDEN
MARK WILLIAM CORNFIELD
MARCO HICKEY
AMY ELIZABETH IRVINE
KATRINA MARIE WELKER
Rebekah Elizabeth Eason

Other Offices

LAKE ROAD ADVISORS, LLC · CORNING, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORNING, NY
ROOTED PLANNING GROUP · CORNING, NY
ALSWORTH CAPITAL MANAGEMENT, LLC · CORNING, NY
BCK PARTNERS, INC. · CORNING, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Corning, NY
LPL FINANCIAL LLC · CORNING, NY
BURNS MATTESON CAPITAL MANAGEMENT, LLC · CORNING, NY

More in Corning, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor