Lawrence Russell Sailer

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-03-27
NJ	RA	APPROVED	2010-04-13

TX RA
APPROVED_RES

Since 2013-03-27
NJ RA
APPROVED

Since 2010-04-13

Branch Locations

1700 State Route 23, Wayne, NJ 07470 • United States

Kinnelon, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wayne	NJ	02/1979	Present
Bank Of America, Na	Wayne	NJ	09/2009	Present

02/1979 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, NJ
09/2009 → Present

Bank Of America, Na

Wayne, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-14
S63	Uniform Securities Agent State Law Examination	1982-05-21

S66 Uniform Combined State Law Examination

2012-01-14
S63 Uniform Securities Agent State Law Examination

1982-05-21

Other Names

Larry Sailer

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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