Keith Stuart Karstadt

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-06-03
TX	RA	APPROVED_RES	2025-05-30

NJ RA
APPROVED

Since 2025-06-03
TX RA
APPROVED_RES

Since 2025-05-30

Branch Locations

1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Red Bank	NJ	09/2000	05/2025
Morgan Stanley Smith Barney Llc	Shrewsbury	NJ	05/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2025	Present

09/2000 → 05/2025

Ubs Financial Services Inc.

Red Bank, NJ
05/2025 → Present

Morgan Stanley Smith Barney Llc

Shrewsbury, NJ
07/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2002-07-22 → 2025-06-10

Ubs Financial Services Inc.

Red Bank, NJ

Red Bank, NJ

Holmdel, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-11-08

S63 Uniform Securities Agent State Law Examination

1983-11-08

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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