Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-17
CA RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • FL RA
    APPROVED
    Since 2021-09-17
  • CA RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States

2725 Sand Hill Road Pwm, Menlo Park, CA 94025 • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Menlo Park CA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Menlo Park, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 1984-07-19 → 2009-06-01
    Morgan Stanley & Co. Llc
    Menlo Park, CA
Other Businesses

1- Santa Clara university - education- member of investment committee and advisory board school of business- effective date 12/2010; 0,1 2 - D partners; Investment related Yes; CA; Investing ; Partner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2003; Investing in private equity and venture funds. 3 - *301257 - DVDB Partners LLC; Investment related Yes; Menlo Park, California; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2014; During business hours: 0; After business hours: 0; Passive investor 4 - *495569 : VDBS LLC ; Investment related : Yes ; Menlo Park ; California ; Investment/Finance/Banking ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2022 ; During business hours : 0 ; After business hours : 0 ; passive investor *350846 - DVD Partners; Investment related Yes; Menlo Park, California; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); 12/2003; During business hours: 0; After business hours: 0; passive investor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-24
S63 Uniform Securities Agent State Law Examination 1981-08-14
  • S65 Uniform Investment Adviser Law Examination
    1993-03-24
  • S63 Uniform Securities Agent State Law Examination
    1981-08-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Coral Gables, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor