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Deborah Dutton Baldini

Able Financial Group, LLC

Scottsdale, AZ

CRD 862603

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Employer firm

Able Financial Group, LLC CRD 323646

$733M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Able Financial Group, Llc

8737 E. Via De Commercio Suite 100, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-09
TX RA APPROVED_RES 2024-04-29
  • AZ RA
    APPROVED
    Since 2024-05-09
  • TX RA
    APPROVED_RES
    Since 2024-04-29

Branch Locations

8737 E. Via De Commercio Suite 100, Scottsdale, AZ 85258 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Phoenix AZ 08/2013 04/2024
Raymond James Financial Services Advisors Inc. Phoenix AZ 08/2013 04/2024
Wesleyan Llc Tempe AZ 07/2008 10/2018
Cook Road Llc Tempe AZ 10/2017 10/2018
Nawbo Phoenix Scottsdale AZ 07/2018 Present
Baldini Investment Strategies Phoenix AZ 08/2013 Present
Private Client Services Scottsdale AZ 04/2024 Present
Able Financial Group, Llc Scottsdale AZ 04/2024 Present
  • 08/2013 → 04/2024
    Raymond James Financial Services,Inc
    Phoenix, AZ
  • 08/2013 → 04/2024
    Phoenix, AZ
  • 07/2008 → 10/2018
    Wesleyan Llc
    Tempe, AZ
  • 10/2017 → 10/2018
    Cook Road Llc
    Tempe, AZ
  • 07/2018 → Present
    Nawbo Phoenix
    Scottsdale, AZ
  • 08/2013 → Present
    Baldini Investment Strategies
    Phoenix, AZ
  • 04/2024 → Present
    Private Client Services
    Scottsdale, AZ
  • 04/2024 → Present
    Scottsdale, AZ
Previous Registrations
Other Businesses

1) ABLE Financial Group, 8737 E Via De Commercio, Suite 100, Scottsdale, AZ 85258, Description: Registered Investment Adviser firm, Duties: Investment Adviser Representative, 80 hours per month, 80 during trading hours, Start Date: 04/24/2024. 2) Real estate rental, 556 Heineman Blvd., Mansfield, OH 44903, Description: real estate rental, Duties: Owner - property is managed by Alpha & Omega Real Estate Group, 1 hour per month, 1 during trading hours, Start Date: 06/2022. 3) Representative payee for Micol Baldini, 911 E Wesleyan Dr., Tempe, AZ 85282, Description: Representative payee for my daughter's social security disability benefits, Duties: As representative payee, I manage my daughter's social security benefit and pay all the bills, 11-20 hours per month, 0-1 during trading hours, Start Date 12/2020. 4) Irrevocable Wholly Discretionary Trust FBO Micol Baldini, 911 E Wesleyan Dr., Tempe, AZ 85282, Description: Trustee of my daughter's special needs trust, Duties: Manage trust to provide funds for my daughter's maintenance after we die, 0-1 hours per month, 0-1 during trading hours, Start Date: 08/2022 5) Private Client Services, 2225 Lexington Road, Louisville, KY, 40206, Description: Registered Broker Dealer. Duties: Registered Representative. 80 hours per month, 80 during trading hours. Start Date: 04/24/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-27
S63 Uniform Securities Agent State Law Examination 1982-03-04
  • S65 Uniform Investment Adviser Law Examination
    1993-04-27
  • S63 Uniform Securities Agent State Law Examination
    1982-03-04
Other Names
  • Deborah Dutton Baldini
  • Deborah Ann Dutton
  • Deborah Baldini Prendergast

View on SEC IAPD

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