Steven Paul Boero

Current Employers

Employment History

• 11/2006 → Present
  Lpl Financial, Llc
  Redding, CA
• 03/2015 → Present
  Rubicon Advisors
  Redding, CA

Previous Registrations

• 2003-03-25 → 2004-12-31
  Valic Financial Advisors, Inc.
  San Mateo, CA

Other Businesses

1. 11/8/2006 - NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION - LAND-5 MILES EAST OF PALO CEDRO, CALIFORNIA. 2. 1/26/2010 - IV KNIGHTS - BUSINESS OWNER - NOT INV REL - (ADDRESS LEFT BLANK) AT REPORTED BUSINESS LOCATION - 4 Friends make wine for personal consumption - 5% TIME SPENT. 3. 7/2/2012 - TRIPLE B RANCH GRAZING AND GUIDING SERVICE - FAMILY BUSINESS - NOT INV REL - AT REPORTED BUSINESS LOCATION - 1% TIME SPENT - PROVIDE CATTLE GRAZING LEASES AND GUIDED HUNTING TRIPS. 4. 6/19/2013 - RUBICON ADVISORS - INV REL - AT REPORTED BUSINESS LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 5. 05/19/2014 - RUBICON ADVISORS - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - OFFER LIFE INSURANCE - 1% TIME SPENT. 6. 04/01/2015 - RUBICON ADVISORS - INV REL - 1640 EAST CYPRESS AVE REDDING CA 96003 - START 02/21/2015 - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) RUBICON PARTNERS - IAR-I am chief compliance officer. no. It is our financial consulting business - 100 HRS PER MONTH/100 HRS DURING TRADING. 7. 08/12/2015 - NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION - OBA START 08/01/13 - 3 HOURS PER MONTH, 3 DURING TRADING - I AM LEASEE ADVISOR PAYS HIS SHARE OF RENT AND UTILITIES. 8. 7/22/2016: Rubicon Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/01/2016 - 2 Hours Per Month During Securities Trading. 9. 12/30/2016 - Just for Hunting - Not Investment Related - PO Box 993926 Redding CA 96099; 1640 east cypress ave suite A Redding Ca 96002 - Other-Business Owner - Co-Owner - Started 01/01/2010 - 15 Hours Per Month/6 Hours During Securities Trading. 10. 3/2/2018 - Rubicon Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid -IAR - Started 03/25/15 - 120 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Rubicon Advisors, an independent investment advisor firm. I started this business activity in 03/2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 11/12/2021 - Boero Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2022 - 150 Hours Per Month/8 Hours During Securities Trading. 12. 11/12/2021 - Boero Financial Corp. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2007 - 30 Hours Per Month/5 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-03-24
• S63 Uniform Securities Agent State Law Examination
  1997-06-11