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Alan Cecil Crumley

Stifel, Nicolaus & Company, Incorporated

Gainesville, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-31
GA RA APPROVED 2010-02-04
  • TX RA
    APPROVED_RES
    Since 2019-07-31
  • GA RA
    APPROVED
    Since 2010-02-04

Branch Locations

212 Green Street Ne, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Gainesville GA 02/2010 Present
  • 02/2010 → Present
    Stifel Nicolaus & Co Inc
    Gainesville, GA
Previous Registrations
  • 2008-01-01 → 2010-02-04
    Wells Fargo Clearing Services, Llc
    Gainesville, GA
  • 2003-05-06 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Gainesville, GA
    Gainesville, GA
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-04-25
  • S63 Uniform Securities Agent State Law Examination
    1986-04-25

View on SEC IAPD

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THOMAS RANDOLPH JOHNSTON
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CARLA D ERIKSON
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Other Offices

MORGAN STANLEY · Gainesville, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GAINESVILLE, GA
WILLIS INVESTMENT COUNSEL INC · GAINESVILLE, GA
RAYMOND JAMES & ASSOCIATES, INC. · Gainesville, GA
ANDERSON ADVISORS, INC. · GAINESVILLE, GA
CETERA INVESTMENT ADVISERS LLC · GAINESVILLE, GA
WELLS FARGO CLEARING SERVICES, LLC · GAINESVILLE, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · GAINESVILLE, GA

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