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Roger Alan Hyde

LPl Financial LLC

Palm Harbor, FL

San Diego, CA

Palm Harbor, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-24
  • FL RA
    APPROVED
    Since 2024-07-24

Branch Locations

33920 Us Hwy 19 N Ste 290, Palm Harbor, FL 34684 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

33920 Us Hwy 19 North Suite 290, Palm Harbor, FL 34684 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American Wealth Management, Inc. Palm Harbor FL 04/2009 06/2024
Lpl Financial Llc Palm Harbor FL 07/2024 Present
Previous Registrations
  • 2009-04-24 → 2024-06-14
    American Wealth Management, Inc.
    Palm Harbor, FL
    Alpharetta, GA
    Palm Harbor, FL
    Alpharetta, GA
    Alpharetta, GA
  • 1999-12-20 → 2009-04-22
    Raymond James Financial Services, Inc.
    Palm Harbor, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-06-07
  • S63 Uniform Securities Agent State Law Examination
    1983-06-07
Other Names
  • Roger A Hyde

View on SEC IAPD

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Other Offices

LATITUDE ADVISORS, LLC · PALM HARBOR, FL
CATHY A. WAGNER, CFP, RIA · PALM HARBOR, FL
OSAIC WEALTH, INC. · PALM HARBOR, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PALM HARBOR, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PALM HARBOR, FL
CETERA INVESTMENT ADVISERS LLC · PALM HARBOR, FL
WELLS FARGO CLEARING SERVICES, LLC · PALM HARBOR, FL
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